-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FSabxITGtEl8RxmGLRO68C3FLaQ3gNuDaQwA+8V+HPSA5GLzHVX3875q/4jEGnti 1ZkIWSDXxWiZkrTmVk4DCw== 0000950005-05-000161.txt : 20050211 0000950005-05-000161.hdr.sgml : 20050211 20050210214920 ACCESSION NUMBER: 0000950005-05-000161 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20050211 DATE AS OF CHANGE: 20050210 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: KNOT INC CENTRAL INDEX KEY: 0001062292 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-NONSTORE RETAILERS [5960] IRS NUMBER: 133895178 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-58021 FILM NUMBER: 05594952 BUSINESS ADDRESS: STREET 1: 462 BROADWAY 6TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10013 BUSINESS PHONE: 2122198555 MAIL ADDRESS: STREET 1: 462 BROADWAY, 6TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10013 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: HUMMER WINBLAD VENTURE PARTNERS III LP CENTRAL INDEX KEY: 0001083548 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] IRS NUMBER: 943272225 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 2 SOUTH PARK 2ND FL CITY: SAN FRANCISCO STATE: CA ZIP: 94107 BUSINESS PHONE: 4159799600 MAIL ADDRESS: STREET 1: HUMMER WINBLAD VENTURE PARTNERS III LP STREET 2: 2 SOUTH PARK 2ND FL CITY: SAN FRANCISCO STATE: CA ZIP: 94107 SC 13G/A 1 p19140_13g.txt FORM SC 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G/A INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1 (b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2 (b) (Amendment No 1)* The Knot, Inc. - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock - -------------------------------------------------------------------------------- (Title of Class of Securities) 499184 10 9 - -------------------------------------------------------------------------------- (CUSIP Number) December 31, 2004 - -------------------------------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1(b) [ ] Rule 13d-(c) [X] Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). (Continued on following pages) Page 1 of 11 Pages Exhibit Index Contained on Page 10
- ---------------------------------------------------------- -------------------------------------- CUSIP NO. 499184 10 9 13 G Page 2 of 11 Pages - ---------------------------------------------------------- -------------------------------------- - ------------ --------------------------------------------------------------------------------------------------------- 1 NAME OF REPORTING SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Hummer Winblad Venture Partners III, L.P. ("HWVP III") Tax ID Number: - ------------ --------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [X] - ------------ --------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------ --------------------------------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - ------------ --------------------------------------------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER SHARES 2,432,000 shares, except that Hummer Winblad Equity Partners III, LLC BENEFICIALLY ("HWEP III"), the general partner of HWVP III, may be deemed to have OWNED BY EACH REPORTING sole voting power, and John R. Hummer ("Hummer "), Ann L. Winblad PERSON ("Winblad "), and Mark Gorenberg ("Gorenberg") the managing members of WITH HWEP III, may be deemed to have shared power to vote these shares. -------- ------------------------------------------------------------------------ 6 SHARED VOTING POWER See response to row 5. -------- ------------------------------------------------------------------------ 7 SOLE DISPOSITIVE POWER 2,432,000 shares, except that HWEP III, the general partner of HWVP III, may be deemed to have sole dispositive power, and Hummer, Winblad, and Gorenberg, the managing members of HWEP III, may be deemed to have shared power to dispose of these shares. -------- ------------------------------------------------------------------------ 8 SHARED DISPOSITIVE POWER See response to row 7. - ------------------------------------ -------- ------------------------------------------------------------------------ 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,432,000 - ------------ --------------------------------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - ------------ --------------------------------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 10.9% - ------------ --------------------------------------------------------------------------------------------------------- 12 TYPE OR REPORTING PERSON* PN - ------------ --------------------------------------------------------------------------------------------------------- * SEE INSTRUCTIONS BEFORE FILLING OUT!
- ---------------------------------------------------------- -------------------------------------- CUSIP NO. 499184 10 9 13 G Page 3 of 11 Pages - ---------------------------------------------------------- -------------------------------------- - ------------ --------------------------------------------------------------------------------------------------------- 1 NAME OF REPORTING SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Hummer Winblad Technology Fund III, L.P. ("HWTF III") Tax ID Number: - ------------ --------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [X] - ------------ --------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------ --------------------------------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - ------------ --------------------------------------------------------------------------------------------------------- 5 SOLE VOTING POWER NUMBER OF 128,000 shares, except that HWEP III, the general partner of HWTF III, SHARES may be deemed to have sole voting power, and John R. Hummer ("Hummer BENEFICIALLY "), Ann L. Winblad ("Winblad "), and Mark Gorenberg ("Gorenberg ") the OWNED BY EACH REPORTING managing members of HWEP III, may be deemed to have shared power to PERSON vote these shares. WITH -------- ------------------------------------------------------------------------ 6 SHARED VOTING POWER See response to row 5. -------- ------------------------------------------------------------------------ 7 SOLE DISPOSITIVE POWER 128,000 shares, except that HWEP III, the general partner of HWTF III, may be deemed to have sole dispositive power, and Hummer, Winblad, and Gorenberg, the managing members of HWEP III, may be deemed to have shared power to dispose of these shares. -------- ------------------------------------------------------------------------ 8 SHARED DISPOSITIVE POWER See response to row 7. - ------------ --------------------------------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 128,000 - ------------ --------------------------------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - ------------ --------------------------------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 0.6% - ------------ --------------------------------------------------------------------------------------------------------- 12 TYPE OR REPORTING PERSON* PN - ------------ --------------------------------------------------------------------------------------------------------- * SEE INSTRUCTIONS BEFORE FILLING OUT!
- ---------------------------------------------------------- -------------------------------------- CUSIP NO. 499184 10 9 13 G Page 4of 11 Pages - ---------------------------------------------------------- -------------------------------------- - ------------ --------------------------------------------------------------------------------------------------------- 1 NAME OF REPORTING SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Hummer Winblad Equity Partners III, L.L.C. ("HWEP III") Tax ID Number: - ------------ --------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [X] - ------------ --------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------ --------------------------------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - ------------ --------------------------------------------------------------------------------------------------------- 5 SOLE VOTING POWER NUMBER OF 2,560,000 shares, of which 2,432,000 are directly owned by HWVP III SHARES and 128,000 shares are directly owned by HWTF III. HWEP III, the BENEFICIALLY general partner of HWVP III and HWTF III, may be deemed to have sole OWNED BY EACH REPORTING voting power, and Hummer, Winblad, and Gorenberg, the managing members PERSON of HWEP III, may be deemed to have shared power to vote these shares. WITH -------- ------------------------------------------------------------------------ 6 SHARED DISPOSITIVE POWER See response to row 5. -------- ------------------------------------------------------------------------ 7 SOLE DISPOSITIVE POWER 2,560,000 shares, of which 2,432,000 are directly owned by HWVP III and 128,000 shares are directly owned by HWTF III. HWEP III, the general partner of HWVP III and HWTF III, may be deemed to have sole dispositive power, and Hummer, Winblad, and Gorenberg, the managing members of HWEP III, may be deemed to have shared power to dispose of these shares. -------- ------------------------------------------------------------------------ 8 SHARED DISPOSITIVE POWER See response to row 7. - ------------------------------------ -------- ------------------------------------------------------------------------ 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,560,000 - ------------ --------------------------------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - ------------ --------------------------------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 11.5% - ------------ --------------------------------------------------------------------------------------------------------- 12 TYPE OR REPORTING PERSON* OO - ------------ --------------------------------------------------------------------------------------------------------- * SEE INSTRUCTIONS BEFORE FILLING OUT!
- ---------------------------------------------------------- -------------------------------------- CUSIP NO. 499184 10 9 13 G Page 5 of 11 Pages - ---------------------------------------------------------- -------------------------------------- - ------------ --------------------------------------------------------------------------------------------------------- 1 NAME OF REPORTING SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON John R. Hummer ("Hummer") Tax ID Number: - ------------ --------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [X] - ------------ --------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------ --------------------------------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION U.S. Citizen - ------------ --------------------------------------------------------------------------------------------------------- 5 SOLE VOTING POWER 0 shares NUMBER OF -------- ------------------------------------------------------------------------ SHARES BENEFICIALLY 6 SHARED VOTING POWER OWNED BY EACH REPORTING 2,560,000 shares, of which 2,432,000 are directly owned by HWVP III PERSON and 128,000 shares are directly owned by HWTF III. Hummer, a member WITH of HWEP III, may be deemed to have shared power to vote these shares. -------- ------------------------------------------------------------------------ 7 SOLE DISPOSITIVE POWER 0 shares -------- ------------------------------------------------------------------------ 8 SHARED DISPOSITIVE POWER 2,560,000 shares, of which 2,432,000 are directly owned by HWVP III and 128,000 shares are directly owned by HWTF III. Hummer, a member of HWEP III, may be deemed to have shared power to dispose of these shares. - ------------------------------------ -------- ------------------------------------------------------------------------ 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,560,000 - ------------ --------------------------------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - ------------ --------------------------------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 11.5% - ------------ --------------------------------------------------------------------------------------------------------- 12 TYPE OR REPORTING PERSON* IN - ------------ --------------------------------------------------------------------------------------------------------- * SEE INSTRUCTIONS BEFORE FILLING OUT!
- ---------------------------------------------------------- -------------------------------------- CUSIP NO. 499184 10 9 13 G Page 6 of 11 Pages - ---------------------------------------------------------- -------------------------------------- - ------------ --------------------------------------------------------------------------------------------------------- 1 NAME OF REPORTING SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Ann L. Winblad ("Winblad") Tax ID Number: - ------------ --------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [X] - ------------ --------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------ --------------------------------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION U.S. Citizen - ------------ --------------------------------------------------------------------------------------------------------- 5 SOLE VOTING POWER 10,000 shares NUMBER OF -------- ------------------------------------------------------------------------ SHARES BENEFICIALLY 6 SHARED VOTING POWER OWNED BY EACH REPORTING 2,560,000 shares, of which 2,432,000 are directly owned by HWVP III, PERSON 128,000 shares are directly owned by HWTF III. Winblad, a member of WITH HWEP III, may be deemed to have shared power to vote the HWEP III shares. -------- ------------------------------------------------------------------------ 7 SOLE DISPOSITIVE POWER 10,000 shares -------- ------------------------------------------------------------------------ 8 SHARED DISPOSITIVE POWER 2,560,000 shares, of which 2,432,000 are directly owned by HWVP III, 128,000 shares are directly owned by HWTF III. Winblad, a member of HWEP III, may be deemed to have shared power to dispose of the HWEP III shares. - ------------ --------------------------------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,570,000 - ------------ --------------------------------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - ------------ --------------------------------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 11.5% - ------------ --------------------------------------------------------------------------------------------------------- 12 TYPE OR REPORTING PERSON* IN - ------------ --------------------------------------------------------------------------------------------------------- * SEE INSTRUCTIONS BEFORE FILLING OUT!
- ---------------------------------------------------------- -------------------------------------- CUSIP NO. 499184 10 9 13 G Page 7 of 11 Pages - ---------------------------------------------------------- -------------------------------------- - ------------ --------------------------------------------------------------------------------------------------------- 1 NAME OF REPORTING SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Mark Gorenberg ("Gorenberg") Tax ID Number: - ------------ --------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [X] - ------------ --------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------ --------------------------------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION U.S. Citizen - ------------ --------------------------------------------------------------------------------------------------------- 5 SOLE VOTING POWER 0 shares NUMBER OF -------- ------------------------------------------------------------------------ SHARES BENEFICIALLY 6 SHARED VOTING POWER OWNED BY EACH REPORTING 2,560,000 shares, of which 2,432,000 are directly owned by HWVP III PERSON and 128,000 shares are directly owned by HWTF III. Gorenberg, a WITH member of HWEP III, may be deemed to have shared power to vote these shares. -------- ------------------------------------------------------------------------ 7 SOLE DISPOSITIVE POWER 0 shares -------- ------------------------------------------------------------------------ 8 SHARED DISPOSITIVE POWER 2,560,000 shares, of which 2,432,000 are directly owned by HWVP III and 128,000 shares are directly owned by HWTF III. Gorenberg, a member of HWEP III, may be deemed to have shared power to dispose of these shares. - ------------------------------------ -------- ------------------------------------------------------------------------ 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,560,000 - ------------ --------------------------------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - ------------ --------------------------------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 11.5% - ------------ --------------------------------------------------------------------------------------------------------- 12 TYPE OR REPORTING PERSON* IN - ------------ --------------------------------------------------------------------------------------------------------- * SEE INSTRUCTIONS BEFORE FILLING OUT!
- ------------------------------------- ----------------------- CUSIP NO. 499184 10 9 13 G Page 8 of 11 Pages - ------------------------------------- ----------------------- This Amendment No. 1 amends the statement on Schedule 13G (the "Original Statement") filed by Hummer Winblad Venture Partners III, L.P., Hummer Winblad Technology Fund III, L.P., Hummer Winblad Equity Partners III, LLC, John R. Hummer, Ann L. Winblad, Dan Beldy and Mark Gorenberg. Only those items as to which there has been a change are included in this Amendment No. 1. ITEM 2(A). NAME OF PERSONS FILING This Statement is filed by Hummer Winblad Venture Partners III, L.P., a Delaware limited partnership ("HWVP III"), Hummer Winblad Technology Fund III, L.P., a Delaware limited partnership ("HWTF III"), Hummer Winblad Equity Partners III, LLC, a Delaware limited liability company ("HWEP III"), John R. Hummer ("Hummer"), Ann L. Winblad ("Winblad"), and Mark Gorenberg ("Gorenberg"). The foregoing entities and individuals are collectively referred to as the "Reporting Persons." HWEP III is the general partner of HWVP III and HWTF III, and may be deemed to have indirect beneficial ownership of shares of the issuer directly owned by HWVP III and HWTF III. Hummer, Winblad, and Gorenberg are managing members of HWEP III and may be deemed to have indirect beneficial ownership of shares of the issuer directly owned by HWVP III and HWTF III. ITEM 4. OWNERSHIP The following information with respect to the ownership of the Common Stock of the issuer by the persons filing this Statement is provided as of December 31, 2004: (a) Amount beneficially owned: See Row 9 of cover page for each Reporting Person. (b) Percent of Class: See Row 11 of cover page for each Reporting Person. (c) Number of shares as to which such person has: (i) Sole power to vote or to direct the vote: See Row 5 of cover page for each Reporting Person. (ii) Shared power to vote or to direct the vote: See Row 6 of cover page for each Reporting Person. (iii) Sole power to dispose or to direct the disposition of: See Row 7 of cover page for each Reporting Person. (iv) Shared power to dispose or to direct the disposition of: See Row 8 of cover page for each Reporting Person. - ------------------------------------- ----------------------- CUSIP NO. 499184 10 9 13 G Page 9 of 11 Pages - ------------------------------------- ----------------------- SIGNATURES After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: February 9, 2005 /s/ John R. Hummer ------------------------------------------------------- John R. Hummer, individually, and on behalf of HWVP III, in his capacity as a managing member of HWEP III, the general partner of HWVP III, on behalf of HWTF III, in his capacity as a managing member of HWEP III, the general partner of HWTF III, and on behalf of HWEP III in his capacity as a managing member thereof. /s/ Ann L. Winblad ------------------------------------------------------- Ann L. Winblad /s/ Mark Gorenberg ------------------------------------------------------- Mark Gorenberg - ------------------------------------- ----------------------- CUSIP NO. 499184 10 9 13 G Page 10 of 11 Pages - ------------------------------------- ----------------------- EXHIBIT INDEX ------------- Found on Sequentially Exhibit Numbered Page - ------- ------------- Exhibit A: Agreement of Joint Filing 11 - ------------------------------------- ----------------------- CUSIP NO. 499184 10 9 13 G Page 11 of 11 Pages - ------------------------------------- ----------------------- EXHIBIT A --------- Agreement of Joint Filing ------------------------- The undersigned hereby agree that a single Schedule 13G (or any amendment thereto) relating to the Common Stock of The Knot, Inc. shall be filed on behalf of each of the undersigned and that this Agreement shall be filed as an exhibit to such Schedule 13G. Date: February 9, 2005 /s/ John R. Hummer John R. Hummer, individually, and on behalf of HWVP III, in his capacity as a managing member of HWEP III, the general partner of HWVP III, on behalf of HWTF III, in his capacity as a managing member of HWEP III, the general partner of HWTF III, and on behalf of HWEP III in his capacity as a managing member thereof. /s/ Ann L. Winblad ------------------------------------------------------- Ann L. Winblad /s/ Mark Gorenberg ------------------------------------------------------- Mark Gorenberg -----END PRIVACY-ENHANCED MESSAGE-----